The Unstable Shoulder
Linda Saboe, B.P.T.,
M.C.P.A.
Judy Chepeha, BSc.P.T., M.C.P.A.
David Reid, M.D.,M.Ch.H., F.R.C.S.
Gary Okamura, M.D.
Michael Grace, Ph.D.,P. Eng.
The Glen Sather Sports Medicine Clinic, and the Division of Orthopaedics.
The University of Alberta
Biofeedback training of the external rotators to centralize
the humeral head in patients with anterior shoulder
instability and/or pain.
Introduction
Anterior shoulder instability and impingement are
common athletic complaints associated with overuse, joint laxity,
post-traumatic dislocation and muscle imbalance. While traditionally
treated as clinically discrete entities, it is now accepted that
considerable overlap exists between functional instability and anterior
impingement. (1-3)
Until recently, rehabilitation programs have emphasized
subscapularis strengthening on the assumption that this muscle provided
an anterior buttress preventing anterior humeral head subluxation.(4-6)
Turkel (1981) has demonstrated inability of the subscapularis
to cover the anterior humeral head in abduction and external rotation(7),
and Garth reports that internal rotation forces actually contribute
to anterior displacement .(2) These findings provide an explanation
for high failure rates of traditional rehabilitation programs.(8-11)
Jobe and Perrys' electromyographic work identifies
the external rotators, and in particular, the infraspinatus, to
be the primary dynamic anterior shoulder stabilizers in abduction
and overhead motions. (12-14) This dynamic stability is provided
by preventing forward motion of the humeral head in the glenoid
fossa.
In 1988, a treatment protocol, utilizing single channel
electromyographic biofeedback was developed; it has been continuously
tested and enhanced through controlled clinical trials at the University
of Alberta. This program utilizes targeted muscle feedback to perfect
motor skills. By electronically monitoring and amplifying activity
of the external rotators during an apprehensive motion, with immediate
visual and auditory feedback to the subject, the performance is
changed or shaped. This program which emphasizes muscle control
rather than strength, requires motivation, training, and lifelong
routines to maintain the established engram and control shoulder
stability.
Using the MyoTracTM EMG
Biofeedback System
The MyoTrac EMG single channel biofeedback unit
is valuable in reinforcement of appropriate external rotator activity.
Patients are provided with visual and auditory feedback of appropriate
muscle activity. The unique MyoTrac probe amplifies the muscle signals
at the pickup site thereby providing excellent sensitivity with
no electrical interference.
Single Channel Biofeedback
Treatment Program
1. Electrode placement is critical. Attach
the sensor using the disposable triode electrodes below the scapular
spine. DO NOT place it over the posterior deltoid as increased
activity in this muscle would drive the humeral head anteriorly.
The patient remains connected to the biofeedback unit during training,
and must practice at home both with and without the unit. For
home practice the therapist might wish to place an indelible mark
on the skin for electrode placement.
2. To determine threshold and gain settings, have
the patient flex the shoulder forward to 70º with the gain switch
at x1, and turn the threshold control until the yellow LED illuminates.
If the activity is greater than 10uV at 70º, set the gain setting
to x10. Again have the patient flex the shoulder forward to 70º
while turning the threshold control until the yellow LED illuminates.
3. Ensure the shoulder is in a pain-free neutral
position, the switch is set to CONT, the volume is set at a pleasant
level (with or without the earphone), and the threshold control
and scale reading switch remain in the positions set previously
in step 2. Instruct the patient to use visual and audio EMG biofeedback
to increase EMG activity well above the yellow LED. This is done
by tightening rotator cuff muscles in the neutral position in
order to glide and hold the humeral head posteriorly (figure 3).
This is a key component and must be successfully performed 100
times (ten sets of 10) prior to progressing to active movement.
The use of many repetitions builds endurance. This procedure is
quite fatiguing; it may require several sessions before the patient
can progress to step 4.
4. With the threshold set at twice the value achieved
in Step 2, instruct the patient to forward flex the adducted and
neutral rotated shoulder to 90-100º, with elbow in flexion (figure
4). As the shoulder is flexed, have the patient tighten the rotator
cuff and achieve the threshold setting between 70 and 90º
trying to go as far towards the red LED as possible. If pain or
a sense of subluxation is experienced, stop, rest and start again
through a smaller arc of movement and/or with altered threshold
settings. When the patient can successfully perform 100 consecutive
repetitions, progress by altering the threshold and/or movement
as outlined in (figure 6).
Movement Progressions:
As the patient masters each level, progress through the following
exercises:
a) Forward flexion with a straight elbow.
b) Forward flexion with increasing external rotation.
c) Abduction with flexion, progressing to elbow extension.
d) Abduction with elbow extension with increasing external rotation.
e) Abduction from flexion.
f) Abduction from flexion with increasing external rotation.
g) Reach for objects behind back or overhead.
When the above progression of increasingly difficult
tasks have been completed, progress to the activities specific to
the sport or position that caused difficulty. Break the movement
down into component parts, and introduce catching or throwing activities
in preparation for a gradual return to the sport (figures 7,8).
Other Exercises
If general weakness exists, instruct the patient
in appropriate progressive resistance exercises. Include pushups
for serratus anterior with the arms adducted, and external rotation
exercises resisted with surgical tubing or dental dam. AVOID resisted
exercises which load in an impingement position (figure 5). All
pain-free activities are allowed and encouraged. The patient will
require two to three weeks of supervised physiotherapy, but must
do a lifelong home program to maintain the engram. It might be desirable
for patients to return for occasional brief refresher courses.
Conclusion
This program emphasizes muscle control. Strength
acquisition is important, but secondary. Electrode placement is
critical. The biofeedback program is physically and mentally demanding,
therefore appropriate rest periods and encouragement must be provided.
Slow and careful progression is usually necessary. Commitment by
the therapist and client are required for the program's success.
References
1. Rowe CR: Factors related to recurrences of anterior
dislocation of the shoulder.
Clin Orthop 20:21, 1961
2. Garth W, Allman F, Armstrong W: Occult anterior
subluxations of the shoulder in noncontact sports. Am J Sports Med
15:579-585, 1987
3. Reid D, Saboe L, Burnham R: Current research
of selected shoulder problems. In: Donatelli R (Ed.), Physical
Therapy of the Shoulder. Churchill Livingstone, New York, 1987
4. Magnusson PB: Treatment of recurrent dislocation
of the shoulder. Surg Clin N Am 25:14-20, 1945.5. Adams JC: Recurrent
dislocation of the shoulders. JBJS 30B(1):26-38, 1948.
6. DePalma AF: Factors influencing the choice of
a modified Magnusson procedure for recurrent anterior dislocation
of the shoulder. Surg Clin N Am 43:1647-1649, 1963.
7. Turkel S, Ithaca M, Panio M, et al: Stabilizing
mechanisms preventing anterior dislocation of the glenohumeral joint.
JBJS 63A:1208-1217, 1981.
8. Rowe C, Zarins B: Recurrent transient subluxation
of the shoulder. JBJS (Am) 63A:863-871, 1981.
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of the glenohumeral joint. Am J Sports Med 9:352-355, 1981.
10. Simonet W, Cofield R: Prognosis in anterior
shoulder dislocation. Am J Sports Med 12:19-24, 1984.
11. McLaughlin HL, Cavallaro WU: Primary dislocation
of the shoulder. Am J Surg 80:615-621,1950.
12. Perry J, Anatomy and biomechanics of the shoulder
in throwing, swimming, gymnastics and tennis. Clin Sport Med 2(2):247-270,
1983.
13. Jobe F, Tibone J, Perry J, et al: An EMG analysis
of the shoulder in throwing and pitching. Am J Sports Med 11:3-5,
1983.
14. Gowen I, Jone F, Tibone J, et al: A comparative
electromyographic analysis of the shoulder during pitching. Am J
Sports Med 15:586-590, 1987
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